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Job Description
Position: Compliance Advisory Specialist – Commodities
Location: London – hybrid
Salary: £110,000–£120,000
Role Overview
We are seeking a Compliance Advisory Specialist to join our team supporting the Commodities and Global Markets business. This role is focused on providing regulatory advice and guidance on FCA and Exchange rules, as well as internal policies, ensuring compliance across the commodities trading desks
This is a pure advisory role, requiring strong expertise in EU/UK regulations, excellent stakeholder management skills, and the confidence to act as the Subject Matter Expert (SME) for the region.
Key Responsibilities
- Regulatory Advice: Provide advisory support to the trading floor on regulatory matters related to commodities
- Policy Support: Assist the business in navigating new products and services while ensuring alignment with internal policies and regulatory requirements.
- Monitoring Activities: Conduct desk reviews and thematic reviews to ensure compliance with FCA and Exchange rules.
- Training: Develop and deliver Compliance training materials for the business and broader teams.
- Regulatory Updates: Assess the impact of new financial regulations and contribute to updates in internal Compliance policies and procedures.
- Projects: Participate in ad hoc projects within the regional and global Compliance teams.
Qualifications & Experience
- Experience: 4–5 years in a Compliance role, ideally supporting a trading floor within commodities markets.
- Knowledge: Strong understanding of EU/UK regulations and experience with commodities markets
- Stakeholder Management: Comfortable engaging with senior stakeholders and acting as the SME for the region.
- Competencies: Leadership, Client Commitment, Problem Solving, Resilience, Relationship Building, and Detail Focus.
Please contact me directly with your CV for more information NE@barclaysimpson.com
We seek individuals from a diverse talent pool and encourage applicants from underrepresented groups to apply to our vacancies. Our commitment to fair recruitment processes means that we welcome applicants from all backgrounds, regardless of their lived experience or personal characteristics. We also invite applicants who meet most of the listed requirements, even if not all, to apply. If you require any adjustments to the application process, please let us know.
Barclay Simpson acts as an Employment Agency for permanent positions and an Employment Business for temporary/contract engagements.
