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Compliance Officer – Wealth Manager

  • Hertfordshire
  • £45,000 - £55,000

Barclay Simpson are currently recruiting for a Compliance Officer to join a Wealth Manager based in Hertfordshire. This is a well-established business that will offer a supportive and friendly culture. You will be reporting into a highly experienced COO and will have unrivalled exposure to senior stakeholders.

 

This role is generalist in nature. You will be covering all areas of compliance including, monitoring, advisory, AML and T&C compliance.

 

You will ideally come from another wealth manager in a compliance role. The salary on offer is £45,000 – £55,000 plus bonus and benefits. Please send enquiries to jb@barclaysimpson.com

We seek individuals from a diverse talent pool and encourage applicants from underrepresented groups to apply to our vacancies. Our commitment to fair recruitment processes means that we welcome applicants from all backgrounds, regardless of their lived experience or personal characteristics. We also invite applicants who meet most of the listed requirements, even if not all, to apply. If you require any adjustments to the application process, please let us know.

Barclay Simpson acts as an Employment Agency for permanent positions and an Employment Business for temporary/contract engagements.

James Boxall – Compliance

Principal Consultant

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