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Head of Compliance & Financial Crime
My client is a fintech firm looking to hire a Head of Compliance & Financial Crime SMF16 SMF17
This role is 100% remote.
They are looking for someone from a retail banking or lending background if you have crypto experience that would be a plus.
Key Responsibilities:
- Holding SMF16/17, with a strong focus on the operational aspects
- Personal accountability, including informing the parent company of regulatory matters relative to UK regulations.
- Overseeing everyday risk management, compliance, and financial crime functions.
- Leading a team of three direct reports covering:
- Compliance management
- Regulatory reporting
- Financial promotions
- Compliance monitoring
- Financial crime, including PEPs, sanctions, and data regulation
- Regulatory change and policy implementation
Candidate Profile:
- The candidate must be adept at handling day-to-day compliance operations while maintaining a strategic outlook.
- Experience in fund structures, including money market funds and equity, is beneficial as is crypto.
- Understanding of distributing investments to retail investors.
- Standard Financial Services compliance regulation and initiatives experience.
- Will work closely with the US counterpart, the Deputy General Counsel.
- Direct reporting line to the Deputy GC but with support from the UK board.
- The company culture involves a strong directive approach from leadership.
- The firm is not 5MLD authorised.
- Seeking a candidate with a retail consumer background.
Salary on offer is £110k – £130k on the base with 100% remote working.
Please contact me for more information ne@barclaysimpson.com
We seek individuals from a diverse talent pool and encourage applicants from underrepresented groups to apply to our vacancies. Our commitment to fair recruitment processes means that we welcome applicants from all backgrounds, regardless of their lived experience or personal characteristics. We also invite applicants who meet most of the listed requirements, even if not all, to apply. If you require any adjustments to the application process, please let us know.
Barclay Simpson acts as an Employment Agency for permanent positions and an Employment Business for temporary/contract engagements.
