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Senior Compliance Associate
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I am working with a leading Private Equity firm who are searching for a Senior Compliance Associate to join their European Compliance function in Paris. This is a key compliance hire that will need to pass the AMF certification and obtain the RCCI Card in due course.
The compliance team in Europe covers day to day compliance matters including regulatory and financial crimes activities, as well as delivering regulatory projects and coordinating with regulators. There will be regular collaboration with investor relations, deal teams and operational teams across Europe and the UK.
Core duties will include:
- Responsibility for day-to-day French compliance programme (compliance, governance, internal control and prudential monitoring)
- Liaising with the AMF, including regulatory reporting
- Oversight of AML/KYC
- Compliance training and support with the day-to-day compliance issues
- Supporting the Luxembourg Conducting Officer for Compliance in day-to-day compliance matters
- Onboarding investors across the group during the KYC process
- Conducting AML assessments for deals in a timely manner and supporting the deal team with collection of documentation
Skills required:
- Experience working with Alternative Investment Managers would be beneficial, or having had experience in entities regulates by the AMF and CSSF.
- Knowledge of both AIFM and MiFID II preferred
- To be successful in this role you will need to have excellent attention to detail.
- You will be an excellent communicator and have the ability to take the initiative when required.
We seek individuals from a diverse talent pool and encourage applicants from underrepresented groups to apply to our vacancies. Our commitment to fair recruitment processes means that we welcome applicants from all backgrounds, regardless of their lived experience or personal characteristics. We also invite applicants who meet most of the listed requirements, even if not all, to apply. If you require any adjustments to the application process, please let us know.
Barclay Simpson acts as an Employment Agency for permanent positions and an Employment Business for temporary/contract engagements.
