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Senior Compliance Manager
My client is a retail banking firm focusing on lending and Savings.
They are looking for a senior compliance manager to be based out of their Birmingham office 3 days a week (2 from home).
They are looking for a strong retail banking compliance advisory officer with proven experience in retail banking products.
Detailed knowledge of the FCA handbook including MCOB, BCOBS, SYSC, PRIN and COCON is essential
Job responsibilities
- Provide Compliance Advice, ensuring regulatory and conduct risk-focused advice aligns with regulatory expectations.
- Act as an ambassador for compliance culture, maintaining high behavioural standards.
- Provide technical compliance and conduct advice on regulatory change, remediation, new activities, and market shifts.
- Support the Head of Compliance Advice in building a strong compliance culture and stakeholder engagement.
- Identify, assess, and advise on regulatory changes, using industry best practices to develop practical solutions.
- Deliver timely, accurate regulatory interpretation and advice, particularly on FCA-related themes impacting strategy.
- Advise stakeholders and project teams on conduct regulation, risk management, and compliance policies.
- Represent Compliance in key projects, offering specialist advice and challenge.
- Present compliance matters to Senior Leaders and support communication of key regulatory messages.
- Stay informed on industry best practices, sharing insights and influencing team direction.
- Ensure effective governance reporting, escalating material compliance issues to relevant stakeholders.
- Maintain regulatory and conduct risk frameworks, ensuring consistent application across the Group.
- Oversee the quality of compliance advice, managing daily processes, staff, and risks.
- Ensure compliance with Risk Management and Data Governance Policies, prioritizing customer and data protection.
- Maintain compliance standards, ensuring timely completion of mandatory training.
- Manage and develop direct reports, overseeing performance, conduct, and development.
Please contact me directly with your CV for a full JD NE@barclaysimpson.com
We seek individuals from a diverse talent pool and encourage applicants from underrepresented groups to apply to our vacancies. Our commitment to fair recruitment processes means that we welcome applicants from all backgrounds, regardless of their lived experience or personal characteristics. We also invite applicants who meet most of the listed requirements, even if not all, to apply. If you require any adjustments to the application process, please let us know.
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