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Senior Compliance Officer
I’m working with a leading global trading platform for institutional investors to recruit a Senior Compliance Officer into their Amsterdam team. This role will be responsible for leading on European Compliance Advice for the Multilateral Trading Facility (MTF) operated from Amsterdam. The role requires a deep level of understanding of European regulations applicable to trading venues and experience across multuple asset classes. As part of an EMEA & APAC Compliance team you will be responsible for coordinating & interacting with the EU regulators.
Key responsibilities;
- Being the Compliance lead for the EU business, providing advisory support and updates to the local CEO and global CCO.
- Being the point of contact for EU Regulators
- Supporting the business in new strategies and initiatives, advising on related regulatory risks.
- Delivering the Compliance Risk Assessment, tailored to the nature of the firm, incorporating key regulatory requirements across EMEA & APAC.
- Overseeing the development and delivery of the firms annual monitoring programme.
- Assisting with Regulatory reporting and overseeing local policies & procedures
- Horizon scanning for changes to EMEA regulations that could impact the business.
Requirements;
- Extensive compliance experience withini trading venues or market infrastructure firms.
- Strong experience in MIFID/MIFIR
- Experience engaging with European Regulators
- Experience across multiple asset classes, including strong background in Fixed Income
Personal Attributes;
- Strong verbal and written skills
- Collaborative nature & strong team player
We seek individuals from a diverse talent pool and encourage applicants from underrepresented groups to apply to our vacancies. Our commitment to fair recruitment processes means that we welcome applicants from all backgrounds, regardless of their lived experience or personal characteristics. We also invite applicants who meet most of the listed requirements, even if not all, to apply. If you require any adjustments to the application process, please let us know.
Barclay Simpson acts as an Employment Agency for permanent positions and an Employment Business for temporary/contract engagements.
